Our Team
EXPERIENCED CORE MANAGEMENT
Our Executive Team
Our core management team brings over 250 years of financial markets experience to our clients and investors across a myriad of industries including technology, healthcare, consumer discretionary, and real estate.
Nick Ledger
Founding Partner | CEO
Nick heads up the Third Seven team, with extensive experience in investment banking, finance, and real estate. Prior to becoming a founding partner of the firm, he previously held senior positions within the finance and risk divisions at Barclays Bank, both in London and New York.
Dan McCooey
Founding Partner | Head of Business Development
Dan began his career in 1991 as an assistant Nasdaq market maker at Nash Weiss, later moving to Citigroup where he spent the next ten years as a Nasdaq market maker covering technology stocks.
David Jeffries
Partner | Chairman
David brings extensive investment banking experience to the team, having previously held the position of Managing Director at Royal Bank of Scotland, ABN AMRO, JP Morgan and Lehman Bros.
Paul Buckley
Partner
Paul's position as a partner at TSC is to focus on capital raising for projects. His core responsibilities revolve around their late stage equity offerings, and continued growth of relationships with counterparties related to late stage equity.
Sean McCooey
Partner
Sean has spent the majority of his career on the floor of the New York Stock Exchange, where he began in 1979 as an independent broker with a focus on covering large institutional accounts.
Peter McGlynn
Partner | COO
As COO, Pete is responsible for the supervision of all daily operations of Third Seven Capital. He is active in sourcing banking product for the firm, educating and mentoring advisors in the alternative investment space and providing strategic vision for TSC as a member of the Board of Directors
Liam Culman
Partner
Liam began his career at Alex Brown & Sons in 1993 where he worked on the cash equity trading desk.
Paul Casey
Partner | Head of Sales
Paul is our newest partner and opened our Palm Beach Gardens, FL office in 2020. He has covered UNW families and Family Offices for alternative investments since 2016 and has sourced numerous projects/deals for the firm. Paul has over 25 years experience in the Capital Markets, spending a majority of his career in Fixed Income.
Monica Difiore
Chief Compliance Officer
Monica is a highly experienced industry professional having served as Chief Compliance Officer and General Securities Principal in the broker dealer and investment adviser communities for over twenty years.
Daniel Sakol
Financial and Operations Principal
Daniel encompasses ~20 years of management experience spanning the financial services and insurance industry creating and piloting business strategies, providing decisive leadership proven to increase productivity, market expansion, and profitability.
Capital Markets
Michael Block
Market Strategist
Michael is a well known authority on macroeconomics and markets and often appears as an expert panelist on Fox Business, CNBC, Bloomberg TV, and CNN
Amit Jogal
Senior Director
Amit started his career in 1994, primarily working as a retail broker/investment advisor at JB Hanauer and Company. In 2006, he joined Bank of the West in their Fixed Income division.
Scott Miller
Registered Representative
Scott is a financial services professional with over 20 years of experience. Scott began his career as a cold caller on Wall Street and has worked in various capacities from a Sr. Associate on a Capital Markets desk to VP-Financial Advisor at Charles Schwab.
Mike Reisel
Registered Representative
Mike is the Founder/President of Redwood Financial Strategies. Prior to creating Redwood Financial Strategies, Mike was a successful Managing/Supervising Principal and Financial Advisor with a few large broker/dealers.
John Fallon
Senior Director
John is a Senior Director at Third Seven Capital, bringing with him decades of experience in the equity research sales divisions of some of the leading investment banks in the country.
Matt Epstein
Senior Director
Matt is a Senior Director at Third Seven Capital, bringing with him more than 20 years experience working in institutional equity sales at various investment banks, including Cowen and Company, Canaccord Adams and Wedbush Securities.
Bob Meyjes
Senior Director
Bob had a 35 year career on Wall Street in institutional equity sales at firms such as DLJ and Credit Suisse, retiring as a Managing Director after 20 years at Credit Suisse.
Daniel O'Sullivan
Senior Director
Dan is a Senior Director at Third Seven with over 25 years experience on Wall Street. He managed sales and trading teams from Goldman Sachs, Credit Suisse, HSBC and many more.
Rodney Plaskett
Senior Director
Rodney is a Senior Director at Third Seven Capital and co-founder of ICAN Realty Corp. which has provided real estate consulting for over 30 years.
Pat McDonald
Senior Director
I represent Third Seven in a variety of possible roles from Capital Raising to introducing investment opportunities in need of capital.
Kevin Clare
Senior Director
Kevin is a Senior Director at Third Seven Capital having spent thirty years in institutional fixed Income sales and trading.
George Morell
Registered Representative
George is a Registered Representative for Third Seven Capital, bringing with him a strong and well-rounded background in finance and capital market, having worked for Credit Swisse, Cantor Fitzgerald and Outset Global Trading.
Harry Jaffe
Senior Director
Harry is a Senior Director for Third Seven Capital, having had extensive experience in International Markets. He has held Leadership and Sr. Sales positions at Warburg Pincus, Credit Suisse, Deutsche Bank, and Peel Hunt (#1 SMID cap broker in the UK).
Edward F. Condon
Senior Director
Ed is a Senior Director at Third Seven Capital, bringing with him over 40 years experience in the financial industry. He notably lead the JP Morgan's team at the London Financial Futures Exchange (LIFFE) and later became Managing Director of Credit Suisse’s European Listed Derivatives desk.
Matt McCooey
Registered Representative
Matt is a Registered Representative at third Seven Capital. He was previously at Adit Ventures where he was responsible for fundraising across early and late-stage venture funds.
Chris Peters
Registered Representative
Chris is a registered Representative for Third Seven Capital, having spent over a decade working for both large and small investment management firms, focusing on real estate, private equity, hedge funds, private credit and direct lending.
Pearse Brolly
Associate
Pearse joined the firm in June of 2021. He raises capital from institutional and HNW investors, sources deals, and assists management with technology updates, banking, and diligence. He studied International Business at Palm Beach Atlantic University and holds FINRA Series 7 and 63 licenses.
Associates
Stephanie Goggins
Investor Relations Associate
Stephanie joined Third Seven Capital in January 2022. Her primary responsibility is being the main point of contact for investors and the sales team to ensure end-to-end management and maintenance of onboarding and fundraising processes.
Carson Guingon
Investment Banking Intern
Carson is an intern at Third Seven Capital, having previously worked as a strategy analyst in the finance organization of the Depository Trust Clearing Corporation – a provider of clearing, settlement, and trade repository services for global financial markets.